Internal controller for custody and investment advisory activities

☑ Основной блок:

Опыт работы: более 6 лет.

Тип занятости: полная занятость.

График работы: полный день.

Зарплата: по результату собеседования.

Место работы (точный адрес): Россия, Москва, Выставочная, Пресненская набережная, 10.

☑ Актуальность объявления:

Это объявление № 9709344 добавлено в базу данных: Пятница, 17 января 2025 года.

Дата его обновления на этом интернет-ресурсе: Воскресенье, 16 марта 2025 года.

☑ Репутация компании "ВТБ Капитал":

Читайте свежие отзывы сотрудников об этом работодателе здесь!

Оставить своё мнение об этой компании можно тут без регистрации и бесплатно.

☑ Подробности о вакантном месте:

VTB Group’s Corporate Investment Business is a leader in the international investment banking sector in Russia. VTB Capital has achieved significant results since it was founded in 2008 and has carved out a reputation of a reliable business partner for clients from around the world. VTB Capital operates in London, Hong Kong, Singapore, Zug, Frankfurt am Main, Sofia and Vienna, with headquarters in Moscow.

Principal Responsibilities:

General purposes:

• Internal control for professional (custody and investment advisory activities) activity on financial markets in accordance with Russian legislation
• Compliance functions in order to adhere to the local and international standards and provide sufficient level of expertise to the internal clients on a local level.

Functions:

• Maintain internal control over custody activities and the activities of investment advisers in accordance with Russian legislation (to perform the functions of an internal controller for custody activities and activities of investment advisors);
• To liaise with the Bank of Russia and NAUFOR in terms of custody activity and investment advisors.
• Participate in the preparation of responses to requests and instructions from the Bank of Russia and NAUFOR in the part of custody activity and investment advisory activities;
• Participate in the development of internal documents of the Broker in terms of custody activities and investment advisors;
• Conduct trainings for staff on compliance with policies, laws and procedures;
• Investigate and handle any actual or potential breaches of relevant rules and regulations in relation to custody activity and the activity of investment advisors;
• Establish and periodically update internal documents and procedures related to the internal control of custody activities and investment advisors;
• Monitor changes in Russian legislation in the area of responsibility and, if necessary, coordinate their implementation in internal procedures and documents;
• Participate in the approval process for new products;
• Provide support and advisory services to divisions;
• Conduct trainings for staff on compliance with internal documents, laws and procedures;
• Investigate and eliminate any actual or potential violations of the relevant rules and regulations;
• Check regulatory reports on custody and investment advisory activities;
• Participate in the formulation of technical specifications for the formation of regulatory reporting in the part of custody activity and investment advisory activities;
• Preparation and submission of reports of the internal controller in the part of custody activity and investment advisory activities;
• Review customer complaints and complaints in the part of custody activity and investment advisory activities, coordinate the preparation of responses to them, send answers;

• Regular check of client order execution, client reporting, potential conflict of interest while client order handling;
• Regular check of agreements related to professional activities on the securities market;
• Regular check of established by internal control restrictions to professional activities;
• Act as a backup for another internal controller of the professional participant, fully fulfilling its functionality, as well as the control function in terms of meeting the requirements of the Insider Law (224-ФЗ).

Key Competencies & Qualifications

• Higher education,
• Excellent knowledge of international and Russian legislation on financial markets
• Practical experience (3 years and more) in internal control/compliance function for custody activities within a financial institution,
• Intermediate skills in English,
• FSFR certificates 1.0, 4.0
• Advanced PC user.
• Personal skills: Hard working, team player, good communicational skills.

Benefit package

• Official employment
• Competitive salary
• Professional training and development
• Voluntary medical insurance for employee and their family members, life and health insurance, banking products on attractive terms
• Sport and corporate events
• Ability to build your career in the leading Russian investment bank

☑ О компании:

Логотип (эмблема, торговая марка, бренд) компании:

Сфера деятельности компании: Финансовый сектор; .

☑ Отклинуться сообщением, резюме, запросить телефон, отправить жалобу (претензию):